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MOSAIC CO — Director's Dealing 2014
Jul 23, 2014
30554_dirs_2014-07-23_4b97cd94-1c9a-4471-a072-6999ec15f77c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2014-07-21
Reporting Person: Ricard Corrine D. (Senior VP - Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-21 | Common Stock | M | 1416 | $0.00 | Acquired | 13454 | Direct |
| 2014-07-21 | Common Stock | A | 913 | $0.00 | Acquired | 14367 | Direct |
| 2014-07-21 | Common Stock | F | 783 | $47.23 | Disposed | 13584 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-21 | Restricted Stock Units | $0.00 | M | 1416 | Disposed | Common Stock (1416) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (3955) | 3955 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (2195) | 2195 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (4132) | 4132 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (3566) | 3566 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (3230) | 3230 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (7284) | 7284 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (2893) | 2893 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (9470) | 9470 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (3702) | 3702 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (10644) | 10644 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (4022) | 4022 | Direct |
Footnotes
F1: This Stock Option is 100% exercisable.
F2: One-for-One
F3: Not Applicable
F4: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 21, 2011. The performance unit award was not a derivative security.
F8: Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units and Performance Units.