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MOSAIC CO — Director's Dealing 2014
Jul 23, 2014
30554_dirs_2014-07-23_f445bac1-a117-4bd1-a257-78d27b942cdb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2014-04-10
Reporting Person: PROKOPANKO JAMES T (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-21 | Common Stock | M | 20768 | $0.00 | Acquired | 20768 | Direct |
| 2014-07-21 | Common Stock | A | 13397 | $0.00 | Acquired | 34165 | Direct |
| 2014-07-21 | Common Stock | A | 42345 | $0.00 | Acquired | 76510 | Direct |
| 2014-07-21 | Common Stock | F | 36260 | $47.23 | Disposed | 40250 | Direct |
| 2014-07-21 | Common Stock | G | 40250 | $0.00 | Disposed | 0 | Direct |
| 2014-07-21 | Common Stock | G | 40250 | $0.00 | Acquired | 183830 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-10 | Stock Option (Right to Buy) | $15.45 | G | 129388 | Disposed | 2016-08-04 | Common Stock (129388) | Direct |
| 2014-04-10 | Stock Option (Right to Buy) | $15.45 | G | 129388 | Acquired | 2016-08-04 | Common Stock (129388) | Indirect |
| 2014-04-10 | Stock Option (Right to Buy) | $20.70 | G | 53957 | Disposed | 2017-02-01 | Common Stock (53957) | Direct |
| 2014-04-10 | Stock Option (Right to Buy | $20.70 | G | 53957 | Acquired | 2017-02-01 | Common Stock (53957) | Indirect |
| 2014-04-10 | Stock Option (Right to Buy) | $40.03 | G | 83433 | Disposed | 2017-08-02 | Common Stock (83433) | Direct |
| 2014-04-10 | Stock Option (Right to Buy) | $40.03 | G | 83433 | Acquired | 2017-08-02 | Common Stock (83433) | Indirect |
| 2014-04-10 | Stock Option (Right to Buy) | $127.21 | G | 23409 | Disposed | 2018-07-31 | Common Stock (23409) | Direct |
| 2014-04-10 | Stock Option (Right to Buy) | $127.21 | G | 23409 | Acquired | 2018-07-31 | Common Stock (23409) | Indirect |
| 2014-04-10 | Stock Option (Right to Buy) | $52.72 | G | 48077 | Disposed | 2019-07-27 | Common Stock (48077) | Direct |
| 2014-04-10 | Stock Option (Right to Buy) | $52.72 | G | 48077 | Acquired | 2019-07-27 | Common Stock (48077) | Indirect |
| 2014-04-10 | Stock Option (Right to Buy) | $44.93 | G | 79011 | Disposed | 2020-07-27 | Common Stock (79011) | Direct |
| 2014-04-10 | Stock Option (Right to Buy) | $44.93 | G | 79011 | Acquired | 2020-07-27 | Common Stock (79011) | Indirect |
| 2014-04-10 | Stock Option (Right to Buy) | $70.62 | G | 47373 | Disposed | 2021-07-21 | Common Stock (47373) | Direct |
| 2014-04-10 | Stock Option (Right to Buy) | $70.62 | G | 47373 | Acquired | 2021-07-21 | Common Stock (47373) | Indirect |
| 2014-07-21 | Restricted Stock Units | $0.00 | M | 20768 | Disposed | Common Stock (20768) | Direct | |
| 2014-04-10 | Stock Option (Right to Buy) | $57.62 | G | 77214 | Disposed | 2022-07-19 | Common Stock (77214) | Direct |
| 2014-04-10 | Stock Option (Right to Buy) | $57.62 | G | 77214 | Acquired | 2022-07-19 | Common Stock (77214) | Indirect |
| 2014-04-10 | Stock Option (Right to Buy) | $54.03 | G | 83649 | Disposed | 2023-07-18 | Common Stock (83649) | Direct |
| 2014-04-10 | Stock Option (Right to Buy) | $54.03 | G | 83649 | Acquired | 2023-07-18 | Common Stock (83649) | Indirect |
| 2014-04-10 | Stock Option (Right to Buy) | $49.73 | G | 94022 | Disposed | 2024-03-07 | Common Stock (94022) | Direct |
| 2014-04-10 | Stock Option (Right to Buy) | $49.73 | G | 94022 | Acquired | 2024-03-07 | Common Stock (94022) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Common Stock (30661) | 30661 | Direct | |
| Restricted Stock Units | $0.00 | Common Stock (32698) | 32698 | Direct | |
| Restricted Stock Units | $0.00 | Common Stock (35525) | 35525 | Direct |
Footnotes
F1: One-for-One
F2: Not Applicable
F3: This Stock Option is 100% exercisable.
F4: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: This transaction involved the transfer of securities by the reporting person to a revocable trust under which the reporting person and his spouse are the trustees and primary beneficiaries.
F7: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F8: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 21, 2011. The performance unit award was not a derivative security.
F9: Shares issued to reporting person upon vesting of a retention award granted to reporting person on July 21, 2011. The retention award was not a derivative security.
F10: Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units,Performance Units and Retention Award.