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MOSAIC CO — Director's Dealing 2014
Jul 23, 2014
30554_dirs_2014-07-23_89204c44-4244-4a6b-9f21-bb010fd7f634.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2014-07-21
Reporting Person: McLellan Richard N (Sr Vice President-Commercial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-21 | Common Stock | M | 2832 | $0.00 | Acquired | 21993 | Direct |
| 2014-07-21 | Common Stock | A | 1826 | $0.00 | Acquired | 23819 | Direct |
| 2014-07-21 | Commonn Stock | A | 21172 | $0.00 | Acquired | 44991 | Direct |
| 2014-07-21 | Common Stock | F | 11771 | $47.23 | Disposed | 33220 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-21 | Restricted Stock Units | $0.00 | M | 2832 | Disposed | Common Stock (2832) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $15.04 | 2014-10-29 | Common Stock (21593) | 21593 | Direct |
| Stock Option (right to Buy) | $17.29 | 2015-08-01 | Common Stock (13915) | 13915 | Direct |
| Stock Option (Right to Buy) | $15.45 | 2016-08-04 | Common Stock (16562) | 16562 | Direct |
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (12574) | 12574 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (2926) | 2926 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (6611) | 6611 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (10130) | 10130 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (6460) | 6460 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (11655) | 11655 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (4628) | 4628 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (15783) | 15783 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (6169) | 6169 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (17740) | 17740 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (6703) | 6703 | Direct |
Footnotes
F1: This Stock Option is 100% exercisable.
F2: One-for-One
F3: Not Applicable
F4: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 21, 2011. The performance unit award was not a derivative security.
F8: Shares issued to reporting person upon vesting of a retention award granted to reporting person on July 21, 2011. The retention award was not a derivative security.
F9: Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units, Performance Units and Retention Award.