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MOSAIC CO — Director's Dealing 2014
Jul 23, 2014
30554_dirs_2014-07-23_d44fbf8e-16fb-4c7b-b8a4-d878b71fd4ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2014-07-21
Reporting Person: Kaplan Mark Eric (Senior VP - Public Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-21 | Common Stock | M | 1652 | $0.00 | Acquired | 4874 | Direct |
| 2014-07-21 | Common Stock | A | 1066 | $0.00 | Acquired | 5940 | Direct |
| 2014-07-21 | Common Stock | F | 915 | $47.23 | Disposed | 5025 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-21 | Restricted Stock Units | $0.00 | M | 1652 | Disposed | Common Stock (1652) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (1646) | 1646 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (3125) | 3125 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (3545) | 3545 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (3768) | 3768 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (5099) | 5099 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (2025) | 2025 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (5524) | 5524 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (2159) | 2159 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (6209) | 6209 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (2346) | 2346 | Direct |
Footnotes
F1: This Stock Option is 100% exercisable.
F2: One-for-One
F3: Not Applicable
F4: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 21, 2011. The performance unit award was not a derivative security.
F8: Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units and Performance Units.