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MOSAIC CO — Director's Dealing 2014
Jul 23, 2014
30554_dirs_2014-07-23_1c3ca162-51ac-4ad9-9d2a-54c803672a79.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2014-07-21
Reporting Person: O'Rourke James Calvin (EVP - Operations & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-21 | Common Stock | M | 7080 | $0.00 | Acquired | 30505 | Direct |
| 2014-07-21 | Common Stock | A | 4567 | $0.00 | Acquired | 35072 | Direct |
| 2014-07-21 | Common Stock | A | 42345 | $0.00 | Acquired | 77417 | Direct |
| 2014-07-21 | Common Stock | F | 24325 | $47.23 | Disposed | 53092 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-21 | Restricted Stock Units | $0.00 | M | 7080 | Disposed | Common Stock (7080) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (12019) | 12019 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (20259) | 20259 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (16150) | 16150 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (27681) | 27681 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (10992) | 10992 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (29987) | 29987 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (11722) | 11722 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (33706) | 33706 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (12735) | 12735 | Direct |
Footnotes
F1: One-for-One
F2: Not Applicable
F3: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F4: This Stock Option is 100% exercisable.
F5: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 21, 2011. The performance unit award was not a derivative security.
F8: Shares issued to reporting person upon vesting of a retention award granted to reporting person on July 21, 2011. The retention award was not a derivative security.
F9: Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units, Performance Units and Retention Award.