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MOSAIC CO — Director's Dealing 2014
Jul 23, 2014
30554_dirs_2014-07-23_d4f79d38-dde1-4fd2-bfa4-1cd3cb8ddc21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2014-07-21
Reporting Person: BRAUSEN ANTHONY T (Senior VP -Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-21 | Common Stock | M | 1888 | $0.00 | Acquired | 13138 | Direct |
| 2014-07-21 | Common Stock | A | 1217 | $0.00 | Acquired | 14355 | Direct |
| 2014-07-21 | Common Stock | A | 21172 | $0.00 | Acquired | 35527 | Direct |
| 2014-07-21 | Common Stock | F | 11249 | $47.23 | Disposed | 24278 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-21 | Restricted Stock Units | $0.00 | M | 1888 | Disposed | Common Stock (1888) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $16.03 | 2016-02-27 | Common Stock (7800) | 7800 | Direct |
| Stock Option (Right to Buy) | $15.45 | 2016-08-04 | Common Stock (19716) | 19716 | Direct |
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (11323) | 11323 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (2195) | 2195 | Direct |
| Stock Option (Right to Buy | $52.72 | 2019-07-27 | Common Stock (5258) | 5258 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (5105) | 5105 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (4307) | 4307 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (7284) | 7284 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (2893) | 2893 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (9470) | 9470 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (3702) | 3702 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (10644) | 10644 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (4022) | 4022 | Direct |
Footnotes
F1: One-for-One
F2: Not Applicable
F3: This Stock Option is 100% exercisable.
F4: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 21, 2011. The performance unit award was not a derivative security.
F8: Shares issued to reporting person upon vesting of a retention award granted to reporting person on July 21, 2011. The retention award was not a derivative security.
F9: Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units, Performance Units and Retention Award.