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MOSAIC CO — Director's Dealing 2014
Sep 17, 2014
30554_dirs_2014-09-17_9e768856-3740-4915-893e-c36d3c7fa003.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2014-09-15
Reporting Person: Davis Gary N. (Sr VP - Phosphate Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-21 | Common Stock | M | 4718 | $15.45 | Acquired | 33765 | Direct |
| 2014-07-21 | Common Stock | S | 4718 | $46.21 | Disposed | 29047 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-15 | Stock Option (Right to Buy) | $15.45 | M | 4718 | Disposed | 2016-08-04 | Common Stock (4718) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (10429) | 10429 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (2195) | 2195 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (4507) | 4507 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (10130) | 10130 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (6460) | 6460 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (10198) | 10198 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (4050) | 4050 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (11048) | 11048 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (4319) | 4319 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (12418) | 12418 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (4692) | 4692 | Direct |
Footnotes
F1: This Stock Option is 100% exercisable.
F2: One-for-One
F3: Not Applicable
F4: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: The stock option exercises and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2014.