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MOSAIC CO — Director's Dealing 2014
Sep 17, 2014
30554_dirs_2014-09-17_16068902-f0a1-445f-b86e-6d1d862d92f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2014-09-15
Reporting Person: McLellan Richard N (Sr Vice President-Commercial)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-15 | Common Stock | M | 21593 | $15.04 | Acquired | 54813 | Direct |
| 2014-09-15 | Common Stock | S | 21593 | $46.3768 | Disposed | 33220 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-15 | Stock Option (Right to Buy) | $15.04 | M | 21593 | Disposed | 2014-10-29 | Common Stock (21593) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to Buy) | $17.29 | 2015-08-01 | Common Stock (13915) | 13915 | Direct |
| Stock Option (Right to Buy) | $15.45 | 2016-08-04 | Common Stock (16562) | 16562 | Direct |
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (12574) | 12574 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (2926) | 2926 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (6611) | 6611 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (10130) | 10130 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (6460) | 6460 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (11655) | 11655 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (4628) | 4628 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (15783) | 15783 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (6169) | 6169 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (17740) | 17740 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (6703) | 6703 | Direct |
Footnotes
F1: This Stock Option is 100% exercisable.
F2: One-for-One
F3: Not Applicable
F4: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: The stock option exercise and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2014.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.14 to $46.53, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 8 to this Form 4.