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MOSAIC CO — Director's Dealing 2014
Oct 7, 2014
30554_dirs_2014-10-07_953db571-26c7-478b-a9f1-62fc623b9729.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2014-10-03
Reporting Person: PROKOPANKO JAMES T (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-03 | Common Stock | M | 43130 | $15.45 | Acquired | 226960 | Indirect |
| 2014-10-03 | Common Stock | M | 17986 | $20.7 | Acquired | 244946 | Indirect |
| 2014-10-03 | Common Stock | S | 61116 | $42.5138 | Disposed | 183830 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-03 | Stock Option (Right to Buy) | $15.45 | M | 43130 | Disposed | 2016-08-04 | Common Stock (43130) | Indirect |
| 2014-10-03 | Stock Option (Right to Buy | $20.70 | M | 17986 | Disposed | 2017-02-01 | Common Stock (17986) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (83433) | 83433 | Indirect |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (23409) | 23409 | Indirect |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (48077) | 48077 | Indirect |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (79011) | 79011 | Indirect |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (47373) | 47373 | Indirect |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (77214) | 77214 | Indirect |
| Restricted Stock Units | $0.00 | Common Stock (30661) | 30661 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (83649) | 83649 | Indirect |
| Restricted Stock Units | $0.00 | Common Stock (32698) | 32698 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (94022) | 94022 | Indirect |
| Restricted Stock Units | $0.00 | Common Stock (35525) | 35525 | Direct |
Footnotes
F1: One-for-One
F2: Not Applicable
F3: This Stock Option is 100% exercisable.
F4: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: The stock option exercises and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2014.