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MOSAIC CO Director's Dealing 2014

Dec 5, 2014

30554_dirs_2014-12-05_76b3ccea-c534-4a58-a0d6-e55482b86ed7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2014-12-03

Reporting Person: PROKOPANKO JAMES T (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-03 Common Stock M 28778 $15.45 Acquired 212608 Indirect
2014-12-03 Common Stock M 32336 $20.70 Acquired 244944 Indirect
2014-12-03 Common Stock S 32479 $45.4893 Disposed 212465 Indirect
2014-12-03 Common Stock S 28635 $45.8441 Disposed 183830 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-12-03 Stock Option (Right to Buy) $15.45 M 28778 Disposed 2016-08-04 Common Stock (28778.0) Indirect
2014-12-03 Stock Option (Right to Buy $20.7 M 32336 Disposed 2017-02-01 Common Stock (32336.0) Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $40.03 2017-08-02 Common Stock (83433.0) 83433 Indirect
Stock Option (Right to Buy) $127.21 2018-07-31 Common Stock (23409.0) 23409 Indirect
Stock Option (Right to Buy) $52.72 2019-07-27 Common Stock (48077.0) 48077 Indirect
Stock Option (Right to Buy) $44.93 2020-07-27 Common Stock (79011.0) 79011 Indirect
Stock Option (Right to Buy) $70.62 2021-07-21 Common Stock (47373.0) 47373 Indirect
Stock Option (Right to Buy) $57.62 2022-07-19 Common Stock (77214.0) 77214 Indirect
Restricted Stock Units $0.0 Common Stock (30661.0) 30661 Direct
Stock Option (Right to Buy) $54.03 2023-07-18 Common Stock (83649.0) 83649 Indirect
Restricted Stock Units $0.0 Common Stock (32698.0) 32698 Direct
Stock Option (Right to Buy) $49.73 2024-03-07 Common Stock (94022.0) 94022 Indirect
Restricted Stock Units $0.0 Common Stock (35525.0) 35525 Direct

Footnotes

F1: The stock option exercise and sale were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2014.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.7875 to $45.7812, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.79 to $45.93, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 3 to this Form 4.

F4: This Stock Option is 100% exercisable.

F5: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.

F6: One-for-One

F7: Not Applicable

F8: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.

F9: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.