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MOSAIC CO — Director's Dealing 2013
Jul 30, 2013
30554_dirs_2013-07-30_e5232253-fdbb-445b-af66-fa699245bf4e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2013-07-27
Reporting Person: PROKOPANKO JAMES T (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-27 | Common Stock | M | 43401 | $0.00 | Acquired | 162159 | Direct |
| 2013-07-27 | Common Stock | F | 18579 | $0.00 | Disposed | 143580 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-27 | Restricted Stock Units | $0.00 | M | 43401 | Disposed | Common Stock (43401) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $15.45 | 2016-08-04 | Common Stock (129388) | 129388 | Direct |
| Stock Option (Right to Buy) | $20.70 | 2017-02-01 | Common Stock (53957) | 53957 | Direct |
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (83433) | 83433 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (23409) | 23409 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (48077) | 48077 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (79011) | 79011 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (47373) | 47373 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (20768) | 20768 | Direct | |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (77214) | 77214 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (30661) | 30661 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (83649) | 83649 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (32698) | 32698 | Direct |
Footnotes
F1: One-for-One
F2: Not Applicable
F3: This Stock Option is 100% exercisable.
F4: Grant Date 07/21/2011; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Shares withheld to cover tax liability incurred as a result of vesting of Restricted Stock Units.