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MOSAIC CO — Director's Dealing 2013
Jul 30, 2013
30554_dirs_2013-07-30_0ec5224c-9179-458b-9ae4-4c89503d9465.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2013-07-27
Reporting Person: O'Rourke James Calvin (EVP - Operations & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-27 | Common Stock | M | 11128 | $0.00 | Acquired | 27165 | Direct |
| 2013-07-27 | Common Stock | F | 3740 | $0.00 | Disposed | 23425 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-27 | Restricted Stock Units | $0.00 | M | 11128 | Disposed | Common Stock (11128) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (12019) | 12019 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (20259) | 20259 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (16150) | 16150 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (7080) | 7080 | Direct | |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (27681) | 27681 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (10992) | 10992 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (29987) | 29987 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (11722) | 11722 | Direct |
Footnotes
F1: One-for-One
F2: Not Applicable
F3: Grant Date 07/21/2011; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F4: Grant Date 07/19/2012; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: This Stock Option is 100% exercisable.
F6: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Shares withheld to cover tax liability incurred as a result of vesting of Restricted Stock Units.