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MOSAIC CO — Director's Dealing 2012
Oct 9, 2012
30554_dirs_2012-10-09_6dec59c4-7f01-4065-a120-5f3a86d46197.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2012-10-04
Reporting Person: GRABER WILLIAM R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-08 | Common Stock | M | 1028 | $0.00 | Acquired | 1028 | Direct |
| 2012-10-08 | Common Stock | G | 1028 | $0.00 | Disposed | 0 | Direct |
| 2012-10-08 | Common Stock | G | 1028 | $0.00 | Acquired | 19977 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-08 | Restricted Stock Units | $0.00 | M | 1712 | Disposed | Common Stock (1712) | Direct | |
| 2012-10-04 | Restricted Stock Units | $0.00 | A | 2813 | Acquired | Common Stock (2813) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Common Stock (1381) | 1381 | Direct | |
| Restricted Stock Units | $0.00 | Common Stock (2908) | 2908 | Direct |
Footnotes
F1: One for one
F2: Not applicable
F3: The restricted stock units vested on October 8, 2010. Vested shares will be delivered to the reporting person on October 8, 2012.
F4: The restricted stock units vested on October 7, 2011. Vested shares will be delivered to the reporting person on October 7, 2013.
F5: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
F6: The restricted stock units vested on October 6, 2012. Vested shares will be delivered to the reporting person on October 6, 2014.
F7: 18,949 of these shares were previously reported as directly owned by the reporting person. These shares have been held by the reporting person and his spouse, as trustees of the Graber Trust, since the date of issuance.
F8: The restricted stock units vest on October 4, 2013. Vested shares will be delivered to the reporting person on October 4, 2015.