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MOSAIC CO — Director's Dealing 2012
Jul 6, 2012
30554_dirs_2012-07-06_e1de5f29-3905-46b7-90f6-e27f9d816d42.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2012-05-31
Reporting Person: LUMPKINS ROBERT L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-26 | Common Stock | G | 2056 | — | Disposed | 3745 | Indirect |
| 2011-12-16 | Common Stock | G | 4655 | — | Disposed | 1111 | Direct |
| 2012-03-26 | Common Stock | G | 2056 | — | Acquired | 3167 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3222 | Indirect |
| Common Stock | 11175 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | Common Stock (3423) | 3423 | Direct | |
| Restricted Stock Units | $0 | Common Stock (2763) | 2763 | Direct | |
| Restricted Stock Units | $0 | Common Stock (4878) | 4878 | Direct |
Footnotes
F1: One-for-One
F2: Not Applicable
F3: The restricted stock units vested on October 8, 2010. Vested shares will be delivered to the reporting person on October 8, 2012.
F4: The restricted stock units vest on October 7, 2011. Vested shares will be delivered to the reporting person on October 7, 2013.
F5: The restricted stock units vest on October 6, 2012. Vested shares will be delivered to the reporting person on October 6, 2014.
F6: On March 26, 2012, the reporting person indirectly held 5,801 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his daughter ("GRAT #3). On that date, 2,056 of the shares were distributed by GRAT #3 to reporting person in satisfaction of an annuity to reporting person and was exempt from reporting under Rule 16a-13, following which 3,745 shares remained held by GRAT #3.