AI assistant
MOSAIC CO — Director's Dealing 2011
Aug 2, 2011
30554_dirs_2011-08-02_171f059f-d740-4b72-bf88-50360bf9ecf3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2011-07-31
Reporting Person: STRANGHOENER LAWRENCE W (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-31 | Common Stock | M | 3931 | $0.00 | Acquired | 96146 | Direct |
| 2011-07-31 | Common Stock | F | 1679 | $70.72 | Disposed | 94467 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-31 | Restricted Stock Units | $0.00 | M | 3931 | Disposed | Common Stock (3931) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100 | Indirect |
| Common Stock | 100 | Indirect |
| Common Stock | 50 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $15.04 | 2014-10-29 | Common Stock (12084) | 12084 | Direct |
| Stock Option (right to buy) | $17.29 | 2015-08-01 | Common Stock (64935) | 64935 | Direct |
| Stock Option (right to buy) | $15.45 | 2016-08-04 | Common Stock (61120) | 61120 | Direct |
| Stock Option (right to buy) | $40.03 | 2017-08-02 | Common Stock (25328) | 25328 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (7315) | 7315 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (14423) | 14423 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (13657) | 13657 | Direct | |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (22285) | 22285 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (12241) | 12241 | Direct | |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (13997) | 13997 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (6136) | 6136 | Direct |
Footnotes
F1: One-for-One
F2: Not Applicable
F3: This Stock Option is 100% exercisable.
F4: Grant Date 07/27/2009; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/27/2010; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 07/21/2011; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Shares withheld to cover tax liability incurred as a result of vesting of Restricted Stock Units.