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MOSAIC CO — Director's Dealing 2011
Jan 31, 2011
30554_dirs_2011-01-31_a472b770-3c09-4daa-9ac9-d1fabd673056.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2011-01-28
Reporting Person: REDDING CINDY C (VP-Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-28 | Common Stock | M | 8194 | $40.03 | Acquired | 12186 | Direct |
| 2011-01-28 | Common Stock | S | 8194 | $79.0549 | Disposed | 3992 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-28 | Stock Option (Right to Buy) | $40.03 | M | 8194 | Disposed | 2017-08-02 | Common Stock (8194) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1042.2 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (2560) | 2560 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (1376) | 1376 | Direct | |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (5409) | 5409 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (5121) | 5121 | Direct | |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Shares (8104) | 8104 | Direct |
| Restricted Stock Units | $0.00 | Common Shares (4451) | 4451 | Direct |
Footnotes
F1: One-for-One
F2: Not Applicable
F3: Grant Date 07/31/2008; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F4: Grant Date 07/27/2009; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/27/2010; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: This Stock Option is 100% exercisable.
F7: Includes 0.695 shares acquire pursuant to a dividend reinvestment feature of the Mosaic Stock Fund, an investment alternative in the 401(k) Plan.