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MOSAIC CO — Director's Dealing 2011
Aug 2, 2011
30554_dirs_2011-08-02_4d06ae03-7eba-460a-b539-eae062704472.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2011-07-31
Reporting Person: PROKOPANKO JAMES T (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-31 | Common stock | M | 12578 | $0.00 | Acquired | 96573 | Direct |
| 2011-07-31 | Common Stock | F | 5371 | $70.72 | Disposed | 91202 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-31 | Resticted Stock Units | $0.00 | M | 12578 | Disposed | Common Stock (12578) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $15.45 | 2016-08-04 | Common Stock (129388) | 129388 | Direct |
| Stock Option (Right to Buy) | $20.70 | 2017-02-01 | Common Stock (53957) | 53957 | Direct |
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (83433) | 83433 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (23409) | 23409 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (48077) | 48077 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (45524) | 45524 | Direct | |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (79011) | 79011 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (43401) | 43401 | Direct | |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (47373) | 47373 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (20768) | 20768 | Direct |
Footnotes
F1: One-for-One
F2: Not Applicable
F3: Grant Date 07/27/2009; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F4: This Stock Option is 100% exercisable.
F5: Grant Date 07/27/2010; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 07/21/2011; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Shares withheld to cover tax liability incurred as a result of vesting of Restricted Stock Units.