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MOSAIC CO — Director's Dealing 2011
Aug 2, 2011
30554_dirs_2011-08-02_82880e14-800d-45b4-8376-57c7ef34d30d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2011-07-31
Reporting Person: MACK RICHARD L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-31 | Common Stock | M | 2948 | $0.00 | Acquired | 40871 | Direct |
| 2011-07-31 | Common Stock | F | 1259 | $70.72 | Disposed | 39612 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-07-31 | Restricted Stock Units | $0.00 | M | 2948 | Disposed | Common Stock (2948) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $17.29 | 2015-08-01 | Common Stock (36382) | 36382 | Direct |
| Stock Option (right to buy) | $15.45 | 2016-08-04 | Common Stock (47319) | 47319 | Direct |
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (19368) | 19368 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (5486) | 5486 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (10216) | 10216 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (9674) | 9674 | Direct | |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (15194) | 15194 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (8346) | 8346 | Direct | |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (10767) | 10767 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (4720) | 4720 | Direct |
Footnotes
F1: One-for-One
F2: Not Applicable
F3: This Stock Option is 100% exercisable.
F4: Grant Date 07/27/2009; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F5: Grant Date 07/27/2010; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F6: Grant Date 07/21/2011; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Shares withheld to cover tax liability incurred as a result of vesting of Restricted Stock Units.