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MOSAIC CO — Director's Dealing 2011
Oct 11, 2011
30554_dirs_2011-10-11_9cd0080f-302e-4a5b-97c1-c3b0b58c3966.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2011-10-06
Reporting Person: MACKAY HAROLD H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-09 | Common Stock | M | 1163 | $0.00 | Acquired | 11916 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-09 | Restricted Stock Units | $0.00 | M | 2327 | Disposed | Common Stock (2327) | Direct | |
| 2011-10-06 | Restricted Stock Units | $0.00 | A | 2908 | Acquired | Common Stock (2908) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $12.1500 | 2012-05-10 | Common Stock (4800) | 4800 | Direct |
| Stock Option (right to buy) | $9.7500 | 2013-05-16 | Common Stock (9150) | 9150 | Direct |
| Stock Option (right to buy) | $11.5900 | 2014-05-14 | Common Stock (7800) | 7800 | Direct |
| Restricted Stock Units | $0.00 | Common Stock (1712) | 1712 | Direct | |
| Restricted Stock Units | $0.00 | Common Stock (1381) | 1381 | Direct |
Footnotes
F1: One for one
F2: Not applicable
F3: The restricted stock units vested on October 9, 2009. Vested shares will be delivered to the reporting person on October 9, 2011.
F4: The restricted stock units vested on October 8, 2010. Vested shares will be delivered to the reporting person on October 8, 2012.
F5: The restricted stock units vested on October 7, 2011. Vested shares will be delivered to the reporting person on October 7, 2013.
F6: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 50% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
F7: The restricted stock units vest on October 6, 2012. Vested shares will be delivered to the reporting person on October 6, 2014.