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MOOG INC. — Director's Dealing 2023
Nov 21, 2023
30876_dirs_2023-11-20_77d64fc3-e24c-4cf7-b686-c9647733d441.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2023-11-16
Reporting Person: Scannell John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-16 | Class B Common | A | 1761 | — | Acquired | 25961 | Direct |
| 2023-11-16 | Class B Common | F | 899 | $126.20 | Disposed | 25062 | Direct |
| 2023-11-17 | Class B Common | A | 1541 | — | Acquired | 26603 | Direct |
| 2023-11-17 | Class B Common | F | 787 | $126.20 | Disposed | 25816 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 45073 | Direct |
| Class A Common | 41146 | Indirect |
| Class B Common | 3514 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $74.38 | 2024-11-11 | Class A Common (15000) | 15000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (5000) | 5000 | Direct |
| SAR | $65.90 | 2025-11-17 | Class B Common (10000) | 10000 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (20000) | 20000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (18543) | 18543 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (27949) | 27949 | Direct |
| SAR | $85.95 | 2029-11-12 | Class B Common (33969) | 33969 | Direct |
| SAR | $73.39 | 2030-11-17 | Class B Common (25130) | 25130 | Direct |
| SAR | $83 | 2031-11-16 | Class B Common (23352) | 23352 | Direct |
Footnotes
F1: Represents the Class B shares received by the reporting person upon the vesting of the second fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 16, 2021. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche.
F2: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 16, 2023.
F3: Represents the Class B shares received by the reporting person upon the vesting of the third fixed dollar tranche of the fixed dollar-denominated time vesting award ("TVA") received by the reporting person on November 17, 2020. The TVA vests in three equal fixed dollar tranches and can be settled into Class B shares using the fair market value of the Class B shares on the date of vesting of such tranche.
F4: The Company withheld Class B shares to satisfy the tax withholding obligation for the tranche of the reporting person's TVA that vested on November 17, 2023.
F5: Reflects equivalent shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F6: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.
F7: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F8: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.