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MOOG INC. — Director's Dealing 2020
Feb 7, 2020
30876_dirs_2020-02-07_833f63a1-800e-46b4-b657-bb158ce2167b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2020-02-06
Reporting Person: ROCHE PATRICK J (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-06 | Class A Common | M | 2000 | $36.86 | Acquired | 6198 | Direct |
| 2020-02-06 | Class A Common | F | 772 | $95.90 | Disposed | 5426 | Direct |
| 2020-02-07 | Class A Common | S | 520 | $93.8694 | Disposed | 4906 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-06 | SAR | $36.86 | M | 2000 | Disposed | 2020-11-30 | Class A Common (2000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 4305 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $41.82 | 2021-11-30 | Class A Common (4000.0) | 4000 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (6181.0) | 6181 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (6988.0) | 6988 | Direct |
| SAR | $85.95 | 2029-11-12 | Class B Common (6794.0) | 6794 | Direct |
Footnotes
F1: This represents the difference between the number of SARs exercised (2,000) and the number of shares issued as a result of the exercise (1,228). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($95.50) and the exercise price ($36.86).
F2: Stock Appreciation Rights (SAR) granted under the 2008 Stock Option Plan.
F3: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F4: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.