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MOOG INC. — Director's Dealing 2020
Nov 20, 2020
30876_dirs_2020-11-19_ba9d005f-d784-4d82-8d4e-85de5d5f95bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2020-11-17
Reporting Person: FISHBACK DONALD R (Director, Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-17 | Class B Common | A | 1159 | — | Acquired | 6356 | Direct |
| 2020-11-17 | Class B Common | F | 495 | $73.39 | Disposed | 5861 | Direct |
| 2020-11-17 | Class B Common | A | 927 | — | Acquired | 6788 | Direct |
| 2020-11-17 | Class B Common | F | 315 | $73.39 | Disposed | 6473 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 22355 | Direct |
| Class A Common | 33629 | Indirect |
| Class B Common | 268 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (6181.0) | 6181 | Direct |
| SAR | $80.19 | 2028-11-13 | Class B Common (6988.0) | 6988 | Direct |
Footnotes
F1: Stock bonus granted under the Moog Inc. 2014 Long Term Incentive Plan.
F2: Reflects 213 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2020.
F3: Shares withheld for taxes upon the settlement in shares of stock bonus.
F4: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 14, 2017, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
F5: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the shares received upon the vesting of the performance-based restricted stock units.
F6: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
F7: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F8: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.
F9: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F10: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.