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MOOG INC. — Director's Dealing 2018
Nov 16, 2018
30876_dirs_2018-11-15_c762553c-c15e-40d9-8563-387084c6d375.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2017-11-24
Reporting Person: AUBRECHT RICHARD A (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-24 | Class A Common | G | 3912 | — | Disposed | 40749 | Direct |
| 2017-12-05 | Class A Common | G | 120 | — | Disposed | 40629 | Direct |
| 2018-11-13 | Class A Common | A | 350 | — | Acquired | 40979 | Direct |
| 2018-11-13 | Class A Common | F | 119 | $79.15 | Disposed | 40860 | Direct |
| 2018-07-19 | Class A Common | G | 1035 | — | Disposed | 22170 | Indirect |
| 2018-08-28 | Class A Common | G | 5963 | — | Disposed | 16207 | Indirect |
| 2018-08-28 | Class B Common | G | 20946 | — | Disposed | 37159 | Direct |
| 2018-11-13 | Class B Common | A | 701 | — | Acquired | 37860 | Direct |
| 2018-11-13 | Class B Common | F | 239 | $80.19 | Disposed | 37621 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 3708 | Indirect |
| Class B Common | 40793 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $74.38 | 2024-11-11 | Class A Common (10000.0) | 10000 | Direct |
| SAR | $63.04 | 2025-11-17 | Class A Common (3333.0) | 3333 | Direct |
| SAR | $65.9 | 2025-11-17 | Class B Common (6667.0) | 6667 | Direct |
| SAR | $71.648 | 2026-11-15 | Class B Common (10000.0) | 10000 | Direct |
| SAR | $82.31 | 2027-11-14 | Class B Common (6181.0) | 6181 | Direct |
Footnotes
F1: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.
F2: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.
F3: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
F4: Dr. Aubrecht disclaims any beneficial interest in shares owned by spouse.
F5: Includes 325 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 31, 2017 and July 1, 2018.
F6: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F7: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F8: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F9: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.