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MOOG INC. — Director's Dealing 2014
Jun 4, 2014
30876_dirs_2014-06-04_e6ed570d-af88-43c5-b408-963f2893258a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2014-06-02
Reporting Person: JOHNSON WARREN C (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-02 | Class A Common | M | 12714 | $71.95 | Acquired | 56135 | Direct |
| 2014-06-03 | Class A Common | F | 13992 | $71.95 | Disposed | 42143 | Direct |
| 2014-06-03 | Class A Common | M | 20250 | $36.67 | Acquired | 62393 | Direct |
| 2014-06-03 | Class A Common | S | 7206 | $70.7364 | Disposed | 55187 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-03 | Option to Buy | $36.67 | M | 20250 | Disposed | 2016-11-28 | Class A Common (20250.0) | Direct |
| 2014-06-02 | SAR | $35.12 | M | 20500 | Disposed | 2018-10-31 | Class A Common (20500.0) | Direct |
| 2014-06-02 | SAR | $26.66 | M | 15375 | Disposed | 2019-12-01 | Class A Common (15375.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $28.01 | 2014-11-30 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $28.94 | 2015-11-29 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
Footnotes
F1: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F2: Option exercisable as follows: 1,736 on 11/30/12, 3,568 on 11/30/2013 and 14,946on 11/30/2014.
F3: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F4: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F5: SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
F6: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F7: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F8: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
F9: SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.