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MOOG INC. — Director's Dealing 2014
Nov 5, 2014
30876_dirs_2014-11-05_fb0a5eb5-d262-4f0d-b630-696a73d7fb14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2014-05-13
Reporting Person: FISHBACK DONALD R (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-13 | Class A Common | G | 150 | — | Disposed | 33455 | Direct |
| 2014-11-03 | Class A Common | F | 4117 | $76.54 | Disposed | 29338 | Direct |
| 2014-11-03 | Class A Common | M | 11250 | $28.01 | Acquired | 40588 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-03 | Option to Buy | $28.01 | M | 11250 | Disposed | 2014-11-30 | Class A Common (11250.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 105 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (15375.0) | 15375 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F2: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F3: Options exercisable as follows: 2,250 on 11/26/05, 2,250 on 11/26/06, 2,250 on 11/26/07, 2,250 on 11/26/08 and 2,250 on 11/26/09.
F4: Options exercisable as follows: 871 on 11/26/09, 2,355 on 11/26/10, 2,355 on 11/26/11, 2,355 on 11/26/12, 2,355 on 11/26/13, 2,355 on 11/26/14, 2,355 on 11/26/15, 2,355 on 11/26/16 and 2,894 on 11/26/17.
F5: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F6: SAR exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11.
F7: SAR exercisable as follows: 5,125 on 12/1/10, 5,125 on 12/1/11 and 5,125 on 12/1/12.
F8: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F9: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F10: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
F11: SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.