AI assistant
MOOG INC. — Director's Dealing 2014
Nov 5, 2014
30876_dirs_2014-11-05_bc8b0b03-fb2e-4b11-bc03-888d78fa5be0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2014-11-03
Reporting Person: BALL LAWRENCE J (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-03 | Class A Common | F | 5436 | $76.54 | Disposed | 16983 | Direct |
| 2014-11-03 | Class A Common | M | 14854 | $28.01 | Acquired | 31837 | Direct |
| 2014-11-05 | Class A Common | F | 9763 | $76.06 | Disposed | 22074 | Direct |
| 2014-11-05 | Class A Common | M | 20250 | $36.67 | Acquired | 42324 | Direct |
| 2014-11-05 | Class A Common | F | 3472 | $76.06 | Disposed | 38852 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-03 | Option to Buy | $28.01 | M | 14854 | Disposed | 2014-11-30 | Class A Common (14854.0) | Direct |
| 2014-11-05 | Option to Buy | $36.67 | M | 20250 | Disposed | 2016-11-28 | Class A Common (20250.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 7248 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $28.94 | 2015-11-29 | Class A Common (20250.0) | 20250 | Direct |
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $41.82 | 2021-11-30 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F2: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F3: Options are exercisable as follows: 581 on 11/30/09, 3,569 on 11/30/10, 3,568 on 11/30/11, 3,568 on 11/30/12, 3,568 on 11/30/13 and 5,396 on 11/30/14.
F4: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F5: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F6: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F7: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
F8: SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.