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MOOG INC. — Director's Dealing 2013
Nov 12, 2013
30876_dirs_2013-11-12_66320dc4-9715-477a-8b28-ebac1d406459.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2013-11-05
Reporting Person: BRADY ROBERT T (Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-05 | Class A Common | M | 27000 | $19.74 | Acquired | 92399 | Direct |
| 2013-11-05 | Class A Common | F | 15577 | $60.06 | Disposed | 76822 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-05 | Option to Buy | $19.74 | M | 27000 | Disposed | 2013-12-02 | Class A Common (27000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 68688 | Direct |
| Class B Common | 6804 | Indirect |
| Class A Common | 56828 | Indirect |
| Class B Common | 25747 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $28.01 | 2014-11-30 | Class A Common (27000.0) | 27000 | Direct |
| Option to Buy | $28.94 | 2015-11-29 | Class A Common (27000.0) | 27000 | Direct |
| Option to Buy | $36.67 | 2016-11-28 | Class A Common (27000.0) | 27000 | Direct |
| Option to Buy | $42.45 | 2017-11-26 | Class A Common (27000.0) | 27000 | Direct |
| SAR | $35.12 | 2018-10-31 | Class A Common (27000.0) | 27000 | Direct |
| SAR | $26.66 | 2019-12-01 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $36.86 | 2020-11-30 | Class A Common (27000.0) | 27000 | Direct |
| SAR | $36.41 | 2022-11-27 | Class A Common (20500.0) | 20500 | Direct |
Footnotes
F1: Reflects shares held in Moog Retirement Savings Plan as of most recent statement to participants.
F2: Mr. Brady disclaims any beneficial interest in shares held by his spouse.
F3: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plans.
F4: Stock Appreciation Right (SAR) granted under the 2008 Stock Appreciationn Rights Plan.
F5: SAR exercisable as follows: 9,000 on 10/31/09, 9,000 on 10/31/10 and 9,000 on 10/31/11.
F6: SAR exercisable as follows: 6,750 on 12/1/11 and 6,750 on 12/1/12.
F7: SAR exercisable as follows: 9,000 on 1/30/12 and 9,000 on 11/30/13.
F8: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.