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MOOG INC. — Director's Dealing 2013
Dec 4, 2013
30876_dirs_2013-12-04_dcd13bb7-e9c7-4e01-821d-1121fb3f9346.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOOG INC. (MOGA/MOGB)
CIK: 0000067887
Period of Report: 2013-12-02
Reporting Person: BERARDI MARTIN (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-02 | Class A Common | M | 5622 | $67.92 | Acquired | 29496 | Direct |
| 2013-12-03 | Class A Common | F | 1472 | $67.92 | Disposed | 28024 | Direct |
| 2013-12-03 | Class A Common | M | 3568 | $28.01 | Acquired | 31592 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-03 | Option to Buy | $28.01 | M | 3568 | Disposed | 2014-11-30 | Class A Common (3568.0) | Direct |
| 2013-12-02 | SAR | $36.86 | M | 6833 | Disposed | 2020-11-30 | Class A Common (6833.0) | Direct |
| 2013-12-02 | SAR | $41.82 | M | 6833 | Disposed | 2021-11-30 | Class A Common (6833.0) | Direct |
| 2013-12-02 | SAR | $36.41 | M | 6834 | Disposed | 2022-11-27 | Class A Common (6834.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 533 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Buy | $28.94 | 2015-11-29 | Class A Common (20250.0) | 20250 | Direct |
| SAR | $61.69 | 2023-11-11 | Class A Common (10000.0) | 10000 | Direct |
Footnotes
F1: Reflects shares held in Moog Inc. Retirement Savings Plan as of most recent statement to participant.
F2: Option to buy granted under the 1998 and/or 2003 Incentive Stock Option Plan.
F3: Option exercisable as follows: 51 on 11/30/11, 3,569 on 11/30/12, 3,568 on 11/30/13 and 13,062 on 11/30/14.
F4: Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F5: SAR exercisable as follows: 6,834 on 11/30/11, 6,833 on 11/30/12 and 6,833 on 11/30/13.
F6: SAR exercisable as follows: 6,834 on 11/30/12, 6,833 on 11/30/13 and 6,833 on 11/30/14.
F7: SAR is exercisable as follows: 6,834 on 11/27/2013, 6,833 on 11/27/2014 and 6,833 on 11/27/2015.
F8: SAR is exercisable as follows: 3,334 on 11/11/2014, 3,333 on 11/11/2015 and 3,333 on 11/11/2016.