MOODYS CORP /DE/ — Director's Dealing 2021

Mar 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2021-03-01

Reporting Person: West Michael L (President, Moody's Investors)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	A	2756	$0.00	Acquired	11715.997	Direct
2021-03-01	Common Stock	F	1752	$280.63	Disposed	9963.997	Direct
2021-03-01	Common Stock	M	1297	$113.34	Acquired	11260.997	Direct
2021-03-01	Common Stock	S	1297	$281.675	Disposed	9963.997	Direct
2021-03-01	Common Stock	M	926	$167.50	Acquired	10889.997	Direct
2021-03-01	Common Stock	S	926	$281.823	Disposed	9963.997	Direct
2021-03-01	Common Stock	M	1972	$173.58	Acquired	11935.997	Direct
2021-03-01	Common Stock	S	1972	$282.271	Disposed	9963.997	Direct
2021-03-02	Common Stock	S	2000	$282.90	Disposed	7963.997	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-01	Employee Stock Option (right to buy)	$113.34	M	1297	Disposed	2027-02-23	Common Stock (1297)	Direct
2021-03-01	Employee Stock Option (right to buy)	$167.50	M	926	Disposed	2028-02-16	Common Stock (926)	Direct
2021-03-01	Employee Stock Option (right to buy)	$173.58	M	1972	Disposed	2029-02-25	Common Stock (1972)	Direct

Footnotes

F1: Receipt of shares acquired upon settlement of 2018-2020 Performance Shares.

F2: Disposition of shares to satisfy tax withholding obligation.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$281.66 to $281.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$281.75 to $282.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$282.06 to $282.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F6: One fourth of options vest each year beginning with the date indicated.