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MOODYS CORP /DE/ — Director's Dealing 2021
Mar 31, 2021
29895_dirs_2021-03-31_e44bf7d6-a00c-4729-b327-a208ef146c42.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2021-03-12
Reporting Person: MCDANIEL RAYMOND W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Common Stock | S | 11480 | $306.97 | Disposed | 186534 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 198014 | Direct |
| Common Stock | 38226 | Indirect |
| Common Stock | 25000 | Indirect |
| Common Stock | 1614 | Indirect |
| Common Stock | 2000 | Indirect |
Footnotes
F1: Sale of shares pursuant to a pre-arranged plan.
F2: The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 29, 2021, with a valuation of $306.97 per share, which was reported to the reporting person on March 29, 2021, and with the exchange fund subsequently reporting that the number of shares accepted was lower than initially reported.
F3: As of the last statement dated December 31, 2020.