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MOODYS CORP /DE/ — Director's Dealing 2021
May 12, 2021
29895_dirs_2021-05-12_f0447100-8ac0-4f7e-a758-88b26ef0a15c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2021-05-10
Reporting Person: GOGGINS JOHN J (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | M | 10216 | $98.01 | Acquired | 26597 | Direct |
| 2021-05-10 | Common Stock | S | 10216 | $334.85 | Disposed | 16381 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Employee Stock Option (right to buy) | $98.01 | M | 10216 | Disposed | 2025-02-11 | Common Stock (10216) | Direct |
Footnotes
F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2: One fourth of the options vested each year beginning with the date indicated.
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