AI assistant
Sending…
MOODYS CORP /DE/ — Director's Dealing 2021
Jun 11, 2021
29895_dirs_2021-06-11_5ef4830c-d5df-498f-8ea8-d3b70e573fdf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2021-06-10
Reporting Person: FORLENZA VINCENT A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-10 | Common Stock | A | 5.235 | $338.28 | Acquired | 5011.604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-10 | Phantom Stock Units (Deferred Compensation) | $ | A | 0.84 | Acquired | Common Stock (0.84) | Direct | |
| 2021-06-10 | Dividend Equivalent | $ | A | 1.194 | Acquired | Common Stock (1.194) | Direct |
Footnotes
F1: RSU deferred dividend reinvestment accrual.
F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3: The security converts to common stock on a one-for-one basis.
F4: These units are to be settled in cash after the Reporting Person's retirement.
F5: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.
More from MOODYS CORP /DE/
Earnings Release
2026
Apr 22
Declaration of Voting Results & Voting Rights Announcements
2026
Apr 16
Regulatory Filings
2026
Apr 15
Major Shareholding Notification
2026
Mar 27
Director's Dealing
2026
Mar 17
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Mar 3
Director's Dealing
2026
Feb 27
Director's Dealing
2026
Feb 26