MOODYS CORP /DE/ — Director's Dealing 2021

Aug 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2021-08-16

Reporting Person: Kaye Mark (EVP & Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-16	Common Stock	S	1043	$379.69	Disposed	4901	Direct
2021-08-16	Common Stock	M	1734	$280.42	Acquired	6635	Direct
2021-08-16	Common Stock	S	1734	$379.69	Disposed	4901	Direct
2021-08-16	Common Stock	M	356	$277.05	Acquired	5257	Direct
2021-08-16	Common Stock	S	356	$379.69	Disposed	4901	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-16	Employee Stock Option (right to buy)	$280.42	M	1734	Disposed	2030-02-20	Common Stock (1734)	Direct
2021-08-16	Employee Stock Option (right to buy)	$277.05	M	356	Disposed	2030-07-01	Common Stock (356)	Direct

Footnotes

F1: Sale of shares pursuant to Rule 10b5-1 Plan.

F2: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3: One fourth of options vest each year beginning with the date indicated.