Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

MOODYS CORP /DE/ Director's Dealing 2021

Aug 17, 2021

29895_dirs_2021-08-17_ffa09649-b1cc-4082-a7ec-7e0c530d084b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2021-08-16

Reporting Person: Tulenko Stephen T (President, Moody's Analytics)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-16 Common Stock M 800 $113.34 Acquired 6382.49 Direct
2021-08-16 Common Stock S 800 $383.437 Disposed 5582.49 Direct
2021-08-16 Common Stock M 1218 $173.58 Acquired 6800.49 Direct
2021-08-16 Common Stock S 1218 $383.25 Disposed 5582.49 Direct
2021-08-16 Common Stock M 991 $280.42 Acquired 6573.49 Direct
2021-08-16 Common Stock S 991 $383.05 Disposed 5582.49 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-16 Employee Stock Option (right to buy) $113.34 M 800 Disposed 2027-02-23 Common Stock (800) Direct
2021-08-16 Employee Stock Option (right to buy) $173.58 M 1218 Disposed 2029-02-25 Common Stock (1218) Direct
2021-08-16 Employee Stock Option (right to buy) $280.42 M 991 Disposed 2030-02-20 Common Stock (991) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$383.43 to $383.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$383.14 to $383.37. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F3: One fourth of options vest each year beginning with the date indicated.