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MOODYS CORP /DE/ Director's Dealing 2021

Dec 16, 2021

29895_dirs_2021-12-16_a3359bdc-943b-4949-ac51-e7ae3e06a681.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2021-11-05

Reporting Person: MCDANIEL RAYMOND W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-05 Common Stock G 5185 $0.00 Disposed 73018 Direct
2021-11-16 Common Stock G 9071 $0.00 Disposed 63947 Direct
2021-11-16 Common Stock G 9071 $0.00 Disposed 54876 Direct
2021-11-16 Common Stock G 9071 $0.00 Acquired 9071 Indirect
2021-11-16 Common Stock G 9071 $0.00 Acquired 9071 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-14 Dividend Equivalent $ A 1.403 Acquired Common Stock (1.403) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 14972 Indirect
Common Stock 25000 Indirect
Common Stock 41548 Indirect
Common Stock 58439 Indirect
Common Stock 1618 Indirect
Common Stock 2000 Indirect

Footnotes

F1: As of the last statement dated September 30, 2021.

F2: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.