Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

MOODYS CORP /DE/ Director's Dealing 2020

May 15, 2020

29895_dirs_2020-05-15_cc075741-5279-4b4c-b5df-99fc7a13f140.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2020-05-14

Reporting Person: GOGGINS JOHN J (EVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-14 Common Stock M 9000 $38.61 Acquired 63718 Direct
2020-05-14 Common Stock S 9000 $251.415 Disposed 54718 Direct
2020-05-14 Common Stock M 8927 $38.61 Acquired 63645 Direct
2020-05-14 Common Stock S 8927 $252.476 Disposed 54718 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-14 Employee Stock Option (right to buy) $38.61 M 17927 Disposed 2022-02-13 Common Stock (17927) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1609 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$251.41 to $251.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$252.29 to $252.64. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.

F3: As of the last statement dated March 31, 2020.

F4: One fourth of the options vested each year beginning with the date indicated.