MOODYS CORP /DE/ — Director's Dealing 2019

Dec 13, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2019-12-12

Reporting Person: MCKINNELL HENRY A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-12	Common Stock	A	109	$233.98	Acquired	87326.477	Direct
2019-12-12	Common Stock	A	3.242	$234.52	Acquired	87329.719	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-12	Phantom Stock Units (Deferred Performance Shares)	$	A	3.969	Acquired		Common Stock (3.969)	Direct
2019-12-12	Dividend Equivalent	$	A	3.085	Acquired		Common Stock (3.085)	Direct

Footnotes

F1: Restricted Stock deferred dividend reinvestment accrual.

F2: RSU deferred dividend reinvestment accrual.

F3: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.

F4: The security converts to common stock on a one-for-one basis.

F5: These units are to be settled in stock after the Reporting Person's retirement.

F6: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.