MOODYS CORP /DE/ — Director's Dealing 2018

Feb 2, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2017-11-22

Reporting Person: Almeida Mark (President, Moody's Analytics)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-22	Common Stock	G	1000	$0.00	Disposed	144826	Direct
2018-01-31	Common Stock	M	62500	$38.07	Acquired	207326	Direct
2018-01-31	Common Stock	S	9671	$161.285	Disposed	197655	Direct
2018-01-31	Common Stock	S	52829	$161.805	Disposed	144826	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-01-31	Employee stock option (right to buy)	$38.07	M	62500	Disposed	2018-02-12	Common Stock (62500)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	17682	Indirect

Footnotes

F1: Includes an aggregate of 216 shares of Common Stock purchased by the Reporting Person under the Moody's Corporation 1999 Employee Stock Purchase Plan on February 28, 2017 and March 31, 2017.

F2: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $160.63 to $161.62. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $161.63 to $162.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: As of the last statement dated December 31, 2017.

F6: One fourth of the options vested each year beginning with the date indicated.