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MOODYS CORP /DE/ Director's Dealing 2018

Sep 11, 2018

29895_dirs_2018-09-11_2119a5e2-53c9-48ad-95d2-f945ea4a301e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2018-09-10

Reporting Person: ANDERSON BASIL (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-10 Common Stock A 102 $177.46 Acquired 42171 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-10 Phantom Stock Units (Deferred Compensation) $ A 29.2 Acquired Common Stock (29.2) Direct
2018-09-10 Dividend Equivalent $ A 2.672 Acquired Common Stock (2.672) Direct

Footnotes

F1: Restricted Stock deferred dividend reinvestment accrual.

F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F3: The security converts to common stock on a one-for-one basis.

F4: These units are to be settled in cash after the Reporting Person's retirement.

F5: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award