MOODYS CORP /DE/ — Director's Dealing 2018

Sep 11, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2018-09-10

Reporting Person: FORLENZA VINCENT A (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-09-10	Phantom Stock Units (Deferred Compensation)	$	A	0.75	Acquired		Common Stock (0.75)	Direct
2018-09-10	Dividend Equivalent	$	A	2.765	Acquired		Common Stock (2.765)	Direct

Footnotes

F1: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.

F2: The security converts to common stock on a one-for-one basis.

F3: These units are to be settled in cash after the Reporting Person's retirement.

F4: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award