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MOODYS CORP /DE/ — Director's Dealing 2017
Jun 13, 2017
29895_dirs_2017-06-13_d335f583-70d2-47ff-8270-52d7d414f5ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2017-06-12
Reporting Person: MCKINNELL HENRY A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-12 | Common Stock | A | 162 | $116.95 | Acquired | 83065 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-12 | Phantom Stock Units (Deferred Performance Shares) | $ | A | 5.872 | Acquired | Common Stock (5.872) | Direct |
Footnotes
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares.
F3: The security converts to common stock on a one-for-one basis.
F4: These units are to be settled in stock after the Reporting Person's retirement.
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