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MOODYS CORP /DE/ Director's Dealing 2017

Jan 4, 2017

29895_dirs_2017-01-04_577d4262-e38a-4b76-8825-c08d76f3656b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2017-01-03

Reporting Person: Fauber Robert (President-MIS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-03 Common Stock M 1345 $38.07 Acquired 42016 Direct
2017-01-03 Common Stock S 1345 $95.01 Disposed 40671 Direct
2017-01-03 Common Stock M 625 $72.715 Acquired 41296 Direct
2017-01-03 Common Stock S 625 $95.01 Disposed 40671 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-03 Employee Stock Option (right to buy) $38.07 M 1345 Disposed 2018-02-12 Common Stock (1345) Direct
2017-01-03 Employee Stock Option (right to buy) $72.715 M 625 Disposed 2017-02-12 Common Stock (625) Direct

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: One fourth of options vest each year beginning with the date indicated.