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MOODYS CORP /DE/ Director's Dealing 2017

May 19, 2017

29895_dirs_2017-05-19_a3fe138a-b68d-4b1a-80a6-4b693c04ff9c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2017-05-17

Reporting Person: MCDANIEL RAYMOND W (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-17 Common Stock M 61667 $38.07 Acquired 308761 Direct
2017-05-17 Common Stock S 39562 $113.085 Disposed 269199 Direct
2017-05-17 Common Stock S 22105 $113.812 Disposed 247094 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-17 Employee Stock Options (right to buy) $38.07 M 61667 Disposed 2018-02-12 Common Stock (61667) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1578 Indirect
Common Stock 2000 Indirect

Footnotes

F1: Sale of shares pursuant to Rule 10b5-1 Plan.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $112.60 to $113.59. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $113.60 to $114.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: As of the last statement dated March 31, 2017.

F5: One fourth of the options vested each year beginning with the date indicated.