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MOODYS CORP /DE/ — Director's Dealing 2017
Feb 1, 2017
29895_dirs_2017-02-01_68a8f800-f667-479a-9086-6f8f890b88d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2017-01-31
Reporting Person: Fauber Robert (President-MIS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-31 | Common Stock | M | 1345 | $38.07 | Acquired | 42016 | Direct |
| 2017-01-31 | Common Stock | S | 1345 | $103.51 | Disposed | 40671 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-31 | Employee Stock Option (right to buy) | $38.07 | M | 1345 | Disposed | 2018-02-12 | Common Stock (1345) | Direct |
Footnotes
F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F2: One fourth of options vest each year beginning with the date indicated.
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