MOODYS CORP /DE/ — Director's Dealing 2017

Mar 2, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2017-02-28

Reporting Person: Fauber Robert (President-MIS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-28	Common Stock	M	1345	$38.07	Acquired	44310	Direct
2017-02-28	Common Stock	S	1345	$111.91	Disposed	42965	Direct
2017-03-01	Common Stock	A	3537	$112.91	Acquired	46502	Direct
2017-03-01	Common Stock	F	3292	$112.91	Disposed	43210	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-28	Employee Stock Option (right to buy)	$38.07	M	1345	Disposed	2018-02-12	Common Stock (1345)	Direct

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: Receipt of shares acquired upon settlement of 2014-2016 Performance Shares.

F3: Disposition of vested performance accelerated restricted stock and vested performance shares.

F4: One fourth of options vest each year beginning with the date indicated.