MOODYS CORP /DE/ — Director's Dealing 2016

Oct 3, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2016-09-30

Reporting Person: Fauber Robert (President-MIS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-30	Common Stock	M	403	$30.01	Acquired	41074	Direct
2016-09-30	Common Stock	S	403	$108.37	Disposed	40671	Direct
2016-09-30	Common Stock	M	942	$38.07	Acquired	41613	Direct
2016-09-30	Common Stock	S	942	$108.37	Disposed	40671	Direct
2016-09-30	Common Stock	M	625	$72.715	Acquired	41296	Direct
2016-09-30	Common Stock	S	625	$108.37	Disposed	40671	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-09-30	Employee Stock Option (right to buy)	$30.01	M	403	Disposed	2021-02-08	Common Stock (403)	Direct
2016-09-30	Employee Stock Option (right to buy)	$38.07	M	942	Disposed	2018-02-12	Common Stock (942)	Direct
2016-09-30	Employee Stock Option (right to buy)	$72.715	M	625	Disposed	2017-02-12	Common Stock (625)	Direct

Footnotes

F1: Sale of shares pursuant to a Rule 10b5-1 Plan

F2: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3: One fourth of options vest each year beginning with the date indicated.