MOODYS CORP /DE/ — Director's Dealing 2016

Nov 1, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2016-10-31

Reporting Person: Fauber Robert (President-MIS)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-10-31	Common Stock	M	1345	$38.07	Acquired	42016	Direct
2016-10-31	Common Stock	S	1345	$101.35	Disposed	40671	Direct
2016-10-31	Common Stock	M	625	$72.715	Acquired	41296	Direct
2016-10-31	Common Stock	S	625	$101.35	Disposed	40671	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-10-31	Employee Stock Option (right to buy)	$38.07	M	1345	Disposed	2018-02-12	Common Stock (1345)	Direct
2016-10-31	Employee Stock Option (right to buy)	$72.715	M	625	Disposed	2017-02-12	Common Stock (625)	Direct

Footnotes

F1: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F2: One fourth of options vest each year beginning with the date indicated.