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MOODYS CORP /DE/ Director's Dealing 2016

Aug 11, 2016

29895_dirs_2016-08-11_04a488ba-f2ae-4bcf-8454-6fd9138087a1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2016-08-10

Reporting Person: Almeida Mark (President, Moody's Analytics)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-10 Common Stock M 65344 $25.37 Acquired 204733 Direct
2016-08-10 Common Stock S 65344 $103.614 Disposed 139389 Direct
2016-08-10 Common Stock M 22750 $72.715 Acquired 162139 Direct
2016-08-10 Common Stock S 22750 $103.767 Disposed 139389 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-10 Employee stock option (right to buy) $25.37 M 65344 Disposed 2019-02-10 Common Stock (65344) Direct
2016-08-10 Employee stock option (right to buy) $72.715 M 22750 Disposed 2017-02-12 Common Stock (22750) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 17480 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $103.50 to $103.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $103.52 to $104.08. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: As of last statement dated June 30, 2016.

F4: One fourth of the options vested each year beginning with the date indicated.