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MOODYS CORP /DE/ Director's Dealing 2016

Sep 1, 2016

29895_dirs_2016-09-01_ad5edfa4-c507-467b-9610-a72080a30363.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2016-08-30

Reporting Person: Fauber Robert (President-MIS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-30 Common Stock M 1152 $38.61 Acquired 41823 Direct
2016-08-30 Common Stock S 1152 $107.50 Disposed 40671 Direct
2016-08-30 Common Stock M 188 $38.07 Acquired 40859 Direct
2016-08-30 Common Stock S 188 $107.50 Disposed 40671 Direct
2016-08-31 Common Stock M 1345 $30.01 Acquired 42016 Direct
2016-08-31 Common Stock S 1345 $108.17 Disposed 40671 Direct
2016-08-31 Common Stock M 625 $72.715 Acquired 41296 Direct
2016-08-31 Common Stock S 625 $108.17 Disposed 40671 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-30 Employee Stock Option (right to buy) $38.61 M 1152 Disposed 2022-02-13 Common Stock (1152) Direct
2016-08-30 Employee Stock Option (right to buy) $38.07 M 188 Disposed 2018-02-12 Common Stock (188) Direct
2016-08-31 Employee Stock Option (right to buy) $30.01 M 1345 Disposed 2021-02-08 Common Stock (1345) Direct
2016-08-31 Employee Stock Option (right to buy) $72.715 M 625 Disposed 2017-02-12 Common Stock (625) Direct

Footnotes

F1: Sale of shares pursuant to a Rule 10b5-1 Plan

F2: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.

F3: One fourth of options vest each year beginning with the date indicated.