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MOODYS CORP /DE/ — Director's Dealing 2016
Sep 1, 2016
29895_dirs_2016-09-01_ad5edfa4-c507-467b-9610-a72080a30363.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2016-08-30
Reporting Person: Fauber Robert (President-MIS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-30 | Common Stock | M | 1152 | $38.61 | Acquired | 41823 | Direct |
| 2016-08-30 | Common Stock | S | 1152 | $107.50 | Disposed | 40671 | Direct |
| 2016-08-30 | Common Stock | M | 188 | $38.07 | Acquired | 40859 | Direct |
| 2016-08-30 | Common Stock | S | 188 | $107.50 | Disposed | 40671 | Direct |
| 2016-08-31 | Common Stock | M | 1345 | $30.01 | Acquired | 42016 | Direct |
| 2016-08-31 | Common Stock | S | 1345 | $108.17 | Disposed | 40671 | Direct |
| 2016-08-31 | Common Stock | M | 625 | $72.715 | Acquired | 41296 | Direct |
| 2016-08-31 | Common Stock | S | 625 | $108.17 | Disposed | 40671 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-30 | Employee Stock Option (right to buy) | $38.61 | M | 1152 | Disposed | 2022-02-13 | Common Stock (1152) | Direct |
| 2016-08-30 | Employee Stock Option (right to buy) | $38.07 | M | 188 | Disposed | 2018-02-12 | Common Stock (188) | Direct |
| 2016-08-31 | Employee Stock Option (right to buy) | $30.01 | M | 1345 | Disposed | 2021-02-08 | Common Stock (1345) | Direct |
| 2016-08-31 | Employee Stock Option (right to buy) | $72.715 | M | 625 | Disposed | 2017-02-12 | Common Stock (625) | Direct |
Footnotes
F1: Sale of shares pursuant to a Rule 10b5-1 Plan
F2: Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F3: One fourth of options vest each year beginning with the date indicated.
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