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MOODYS CORP /DE/ — Director's Dealing 2016
Jun 13, 2016
29895_dirs_2016-06-13_b8f4480b-8be6-49af-86c0-80ea403e7d38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOODYS CORP /DE/ (MCO)
CIK: 0001059556
Period of Report: 2016-06-10
Reporting Person: ANDERSON BASIL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-10 | Common Stock | A | 138 | $99.50 | Acquired | 38534 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-10 | Phantom Stock Units (Deferred Compensation) | $ | A | 42.988 | Acquired | Common Stock (42.988) | Direct |
Footnotes
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3: The security converts to common stock on a one-for-one basis.
F4: These units are to be settled in cash after the Reporting Person's retirement.
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